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Mutual exchange
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911	Comments of Heidi Stam,The Vanguard Group, on s7-06-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-12 11:19:29 Stock market United States securities law Financial markets Mutual fund fees and expenses Prospectus Due diligence U.S. Securities and Exchange Commission Mutual fund Securities offering Financial economics Investment Finance
912	Nationwide Funds® Statement of Investments July 31, 2014 Add to Reading List Source URL: ssc.nwservicecenter.com Language: English - Date: 2014-09-26 14:09:35 Financial services Funds Financial markets Equity securities Net asset value Mutual fund Exchange-traded fund Valuation Stock fund Financial economics Investment Finance
913	Neutral Citation Template Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2014-11-11 14:58:23 Auditing Corporate governance 73rd United States Congress United States Securities and Exchange Commission Audit committee Financial regulation Securities Act Financial economics Mutual Fund Dealers Association United States securities law Business
914	[removed]Yahoo_Finance.vp Add to Reading List Source URL: rockinst.org Language: English - Date: 2014-10-17 09:32:43 Mutual fund Municipal bond Bond Financial adviser Index fund Financial economics Investment Exchange-traded fund
915	INITIAL DECISION RELEASE NO. 727 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 13:10:27 Financial services Institutional investors Collective investment schemes Hedge fund Investment Advisers Act Financial adviser Investment Advisor Mutual fund Financial economics Investment Finance
916	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 2, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-03 08:52:41 Financial services Funds Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Security Financial adviser Investment Advisers Act Financial economics Investment Finance
917	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 29, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 14:45:37 Financial regulation Securities Exchange Act Government Securities Act U.S. Securities and Exchange Commission Securities and Exchange Commission United States World Group Securities Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
918	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-04 17:05:18 Disgorgement Government Securities and Exchange Commission Securities Commission Politics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime Fair Fund United States Securities and Exchange Commission
919	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 19, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-19 17:49:57 Fair Fund United States Securities and Exchange Commission Financial services Funds Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial economics Investment Corporate crime
920	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Dreyfus ETF Trust, et al.; Notice of Application December 3, 2014 Agency: Securities and Exchange Commission (“Commission”). Ac Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-04 20:07:37 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund Security Mutual fund Net asset value Dreyfus Corporation Financial economics Investment Finance

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